Arbitration records are included for the following: Anderson Clayton & Co. vs Heller, Hyman & Co. (1919), R,W. Bennett vs Lehman, Stern & Co., Ltd (1919), Mason Smith & Co. vs Moyse & Holmes (1919- 1920), H. & C. Newman, Ltd. vs K. Tidemann & Co. (1920), and Goold & Co. vs Shepard & Gluck (1920). These files contain correspondence, bills at issue, inspection reports (in at least one case) and copies of the decision rendered by the Arbitration Committee.

Other case files include proceedings of the Committee on Membership on charges against E. Martin & Co. (1912-1913), comprised of four folders of correspondence, bills, and records of the Committee's deliberations. There is also files on the claim of Attwood, Violett & Co. vs F.L. Berge (1912) and on the failure of Max Schubert (1913).